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RYG Full Report Aug 2012.pdf


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SEC Number
801-72510
801-63476
801-63475
801-55615
801-71152
801-69308
801-49615
801-55158
801-67928
801-62210
801-45566
801-65050
801-16306
Total:

Primary Business Name
ZEAL ASSET MANAGEMENT LIMITED
ZEBRA ADVISORS, LLC
ZEBRA CAPITAL MANAGEMENT, LLC
ZEMENICK & WALKER INC
ZENO CONSULTING GROUP, LLC
ZEROCELSIUS WEALTH STUDIO, INC.
ZESIGER CAPITAL GROUP LLC
ZEVIN ASSET MANAGEMENT, LLC
ZIMENT FINANCIAL ADVISORS, INC.
ZIMMERMAN WEALTH MANAGEMENT, LLC
ZIMMERMANN ALAN L
ZUCKERMAN INVESTMENT GROUP
ZWJ INVESTMENT COUNSEL INC
5337 Investment Advisors

Regulatory AUM
$310,563,947
$142,282,836
$438,473,116
$1,242,375,974
$0
$30,690,000
$743,236,922
$321,419,952
$40,255,063
$151,316,009
$94,732,631
$480,056,000
$1,040,184,390
$4,776,828,483,811

Findings
No significant adverse items identified
No significant adverse items identified
No significant adverse items identified
No significant adverse items identified
No significant adverse items identified
No significant adverse items identified
No significant adverse items identified
No significant adverse items identified
No significant adverse items identified
No significant adverse items identified
No significant adverse items identified
No significant adverse items identified
No significant adverse items identified