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Registered Investment Advisor Compliance Focus1associates .pdf

Original filename: Registered Investment Advisor Compliance - Focus1associates.pdf
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Practical Compliance

Annual Compliance Review

Scalable Services

Mock SEC Examinations

Unlimited Consulting

Third-Party Compliance Reviews

Tangible Resources

New Adviser Setup

Expansive Knowledge

Compliance Training

Industry-Wide Perspective

Rapid Responses

Team Approach

Organization & Documentation

Our services are tailored to meet your specific needs
and are built on a quality control process that affords
complete confidence in your compliance program.
Focus 1 Associates LLC

Focus 1 Associates LLC is a premier provider of regulatory SEC compliance, RIA compliance services and more. We
specialize in assisting registered investment advisers, private funds, and hedge funds with their compliance needs
under Rule 206(4)-7 of the Investment Advisers Act of 1940.
We get to know your business so that we can provide practical, relevant advice to fulfill your obligation on registered
investment advisor compliance by simplifying your SEC or RIA compliance efforts while meeting all of your regulatory

835 Alder Creek Drive, Suite A
Medford, Oregon 97504
P.O. Box 148
TEL: (541) 201-2001
FAX: (541) 201-2002

Document preview Registered Investment Advisor Compliance - Focus1associates.pdf - page 1/1

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