corker disclosure.pdf

$201)
6

6.1

Asset
Raymond James - Wealth

Asset Type
Brokerage/Managed

Preservation Advisors

Account

Raymond James - Wealth

Bank Deposit

Owner
Self

Self

Preservation Advisors

Value

$5,000,001 -

Income Type

Interest,

$25,000,000

Income

$5,001 $15,000

(Chattanooga, TN)
Type: Brokerage Sweep
Account,
6.2

6.3

DIA - SPDR Dow Jones

Mutual Funds

Industrial Average ETF

Exchange Traded
Funds/Notes

OAS - Oasis Petroleum

Corporate Securities

Inc.

Stock

Self

None (or

Dividends,

less than

$1,001 $2,500

$1,001)
Self

None (or

Capital Gains,

less than

$50,001 $100,000

$1,001)
6.4

WLL - Whiting Petroleum

Corporate Securities

Corporation

Stock

Self

None (or

Capital Gains,

less than

$15,001 $50,000

$1,001)
6.5

6.6

7

7.1

UCO - ProShares Ultra

Mutual Funds

Bloomberg Crude Oil

Exchange Traded
Funds/Notes

XLE - Energy Select Sector

Mutual Funds

SPDR® ETF

Exchange Traded
Funds/Notes

Raymond James - Wealth

Retirement Plans

Preservation Advisors

IRA

ABRYX - Invesco

Mutual Funds

Balanced-Risk Allc Y

Mutual Fund

Self

Self

None (or

Excepted

$1,000,001 -

less than

Investment

$5,000,000

$1,001)

Fund,

None (or

Excepted

$15,001 -

less than

Investment

$50,000

$1,001)

Fund,

$1,001 -

Dividends,

$201 -

$15,000

Capital Gains,

$1,000

$1,001 -

Dividends,

None (or

$15,000

Capital Gains,

less than

Spouse

Spouse

(NASDAQ)
7.2

BREFX - Baron Real Estate

Mutual Funds

Retail (NASDAQ)

Mutual Fund

Spouse

$201)
7.3

CDOZX - Columbia

Mutual Funds

Dividend Opportunity Z

Mutual Fund

Spouse

$1,001 -

Dividends,

None (or

$15,000

Capital Gains,

less than