corker disclosure.pdf

(NASDAQ)
Asset
7.4

7.5

Asset Type

OAKIX - Oakmark

Mutual Funds

International I (NASDAQ)

Mutual Fund

HWIAX - Hotchkis & Wiley

Mutual Funds

Capital Income A

Mutual Fund

Owner
Spouse

Spouse

Value

Income Type

$1,001 -

Dividends,

$201 -

$15,000

Capital Gains,

$1,000

$1,001 -

Dividends,

None (or

$15,000

Capital Gains,

less than

(NASDAQ)
7.6

7.7

$201)

WHIAX - Ivy High Income A

Mutual Funds

(NASDAQ)

Mutual Fund

NEFFX - American Funds

Mutual Funds

New Economy F2

Mutual Fund

Spouse

$1,001 -

Dividends,

$15,000
Spouse

$201 $1,000

$1,001 -

Dividends,

None (or

$15,000

Capital Gains,

less than

(NASDAQ)
7.8

$201)
Income

$201)

OOSYX - Oppenheimer

Mutual Funds

Senior Floating Rate Y

Mutual Fund

Spouse

$1,001 -

Dividends,

$15,000

$201 $1,000

(NASDAQ)
7.9

PMCPX - Principal MidCap

Mutual Funds

P (NASDAQ)

Mutual Fund

Spouse

$1,001 -

Dividends,

None (or

$15,000

Capital Gains,

less than
$201)

7.10

HDPSX - Hodges Small

Mutual Funds

Cap Retail (NASDAQ)

Mutual Fund

Spouse

$1,001 -

Capital Gains,

$15,000

None (or
less than
$201)

7.11

PNRZX - Prudential

Mutual Funds

Jennison Natural

Mutual Fund

Spouse

$1,001 -

None,

$15,000

less than

Resources Z (NASDAQ)
7.12

None (or

$201)

THOPX - Thompson Bond

Mutual Funds

(NASDAQ)

Mutual Fund

Spouse

$1,001 -

Dividends,

$15,000

None (or
less than
$201)

7.13

QAI - IQ Hedge Multi-

Mutual Funds

Strategy Tracker ETF

Exchange Traded

(NYSEArca)
7.14

$1,001 -

Dividends,

$15,000

Mutual Funds

Futures Strategy N

Mutual Fund

None (or
less than

Funds/Notes

AQMNX - AQR Managed

(NASDAQ)

Spouse

$201)
Spouse

$1,001 -

Dividends,

None (or

$15,000

Capital Gains,

less than
$201)