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Fraud Investigation &
Dispute Services

Forensic analysis and
global experience:
the intelligent
connection

Protect your company’s
reputation and reduce
financial risk
Businesses are always under scrutiny but it is most intense when
shareholders, business partners or regulators suspect wrongdoing.
Regulators and enforcement agencies are more joined up than
ever before as they cooperate across borders in the fight against
fraud, bribery and corruption. This demands increasingly higher
levels of integrity, honesty and transparency in the way businesses
operate and makes it more critical than ever to respond rapidly,
appropriately and robustly to any aberrational conduct.
Rapidly changing and increasingly
complex regulatory requirements
pose a critical risk to businesses. The
avoidance of breaches of laws and
regulations requires a robust approach
to compliance and a multijurisdictional
response. Executives who react
appropriately to these challenges, and
respond promptly to major incidents, can
safeguard the financial and reputational
value of their organizations.
By making intelligent connections
between your business operations,
markets and third-party relationships,
we can help you get to the root cause
of problems resulting from impropriety.

Our ability to make these intelligent
connections helps you to uphold
integrity in business behavior and drive
corporate success. This approach is
integral to all we do for you.
Our Fraud Investigation & Dispute
Services practice connects the people,
tools and insights that enable you to
build a better working world. You and
your advisors will be able to draw on
our global network of multidisciplinary
specialists. These forward-thinking
professionals are experienced in
managing the complex financial,
regulatory, contractual and reputational
risks your business is facing.

Preventing, detecting and responding to
financial, regulatory and reputational risks.

Respond

Prevent

Take action in response
to alleged misconduct,
litigation or regulatory
compliance matters

Protect your business by
helping to reduce the risk
of inappropriate, unethical
or illegal conduct

Detect

Reduce the cost and
impact of wrongdoing by
identifying issues earlier

Our dedicated teams use informed judgment and
leading technologies to ensure your business maintains
its long-term competitive advantage. This includes:
Respond

Prevent

Detect

• Working with your legal, compliance
and finance professionals to uncover
and investigate fraud or corrupt
practices, alleged or actual, by
employees, customers, suppliers or
business partners

• Drawing on our global experience
and sector insights to anticipate
and detect compliance breaches,
procedural failures, and lapses
in business integrity that can
cause financial losses and weaken
stakeholder and market confidence

• Using forensic data analytics
techniques to interrogate complex
data sets, to help you identify the
threats to your business and prioritize
your risk management actions

• Managing investigations alongside
your legal advisors and other internal
stakeholders to reduce the disruption
to your business, the threat to
shareholder value and the damage to
brand reputation
• Bringing a robust, forensic approach
to dispute resolution, to maintain
your business advantage and
protect your commercial position
• Capturing, preserving and
processing electronic information
for review in the context of
investigations or disputes

• Assessing your compliance risk
framework in light of relevant risks
to your organization and your vision
and strategy
• Protecting your brand values by
using business intelligence to
understand, monitor and reduce
the potential risks of impropriety
by third-party suppliers and external
business partners

• Using forensic technologies and
techniques to respond to cyber
attacks; to protect the integrity of the
evidence or investigation (including
log data analysis, live network traffic
analysis and host-based forensic
analysis); to understand the content
of any stolen data and identify the
effects of the breach
• Supporting your development of
a clear framework to manage the
fraud, corruption and regulatory
risks threatening your business;
helping you put in place the structures
and monitoring mechanisms that
will improve your ability to detect
potential issues proactively

Investigations
You need to...

We will help you by:

Respond rapidly to
allegations of fraud,
bribery or regulatory
breaches

• Using our investigative experience,

Investigate across
multiple geographies
and legal jurisdictions
in a consistent manner

• Mobilizing our professionals at

Make stakeholders and
auditors confident that
issues have been dealt
with effectively to reduce
financial losses and
regulatory risk

• Strengthening your internal controls

Understand potential
bribery and corruption
risks in target acquisitions
pre- or post-close

• Identifying the potential for

advanced forensic data analytics
and e-discovery tools to establish
the facts, including what happened,
how and why
short notice, leveraging our global
operating model and common
forensic technologies

We can help you re
to specific busine
Or, better still, we
avoid exposure to po
threats befor

and advising on the establishment
of robust policies to mitigate the risk
of future occurrences

exposure including specific business
conduct, financial transactions and
ownership or relationship links
that could give rise to concern

Forensic Technology &
Discovery Services
You need to...

We will help you by:

Capture data and evidence
from electronic devices
when fraud or impropriety
is suspected or discovered

• Handling relevant electronically stored

Comply with data requests
from regulators and other
authorities

• Mobilizing manpower and technology

Develop your Information
Governance Strategy with
a view to reducing risk and
cost while demonstrating
return on investment

• Using our experience of disputes,

Proactively prevent and
detect fraudulent or
corrupt activities within
the business and conduct
ongoing monitoring

• Identifying patterns and indicators

Respond quickly and
effectively to cyber crime
incidents

• Undertaking a comprehensive

information (ESI) in a consistent,
defensible and cost-effective way

resources to capture, process and
prepare for review vast quantities
of electronic data in a forensically
robust manner

investigations and regulatory reviews
to help you govern and manage your
information in an active and
strategic fashion
of potential fraud or corrupt activity
by applying advanced forensic data
analytics including investigative
data linking, social network
analysis, artificial intelligence and
predictive modeling
investigation to assess who was
involved, how the attack was carried
out, what damage was done and how
your cyber breach response program
can be strengthened

Business-cri
• Fraud, bribery and
corruption
• Compliance breaches
• Whistle-blowing
• Regulatory
Investigations
• Improper conduct
by third parties

Business Integrity & Corporate Compliance

espond effectively
ess-critical risks.
e can help you to
otentially damaging
re they occur.

ritical issues
• Contract negotiations
and commercial disputes
• Cyber crime and
data theft

You need to...

We will help you by:

Respond to emerging risks

• Conducting a risk assessment of

Reduce the risk of
regulatory breaches to
increase stakeholder and
market confidence

• Developing and enhancing your

Operate your business in
line with its risk appetite
and the values espoused
by management

• Reviewing your integrity and

Develop an effective
and prudent approach
to third-party risk
management

• Using proprietary technology to

the integrity and compliance risks
impacting on your business,
including bribery, sanctions and
regulatory risks
integrity and compliance framework
to align it with the risks facing your
business while taking account of
your organization’s resources
compliance framework to assess if
it is consistent with management’s
vision and strategy

collect, review, and protect data for
‘Know Your Third Party’ programs,
and to provide detailed insights
into risks associated with business
partners, including joint ventures,
suppliers and agents

Disputes
You need to...

We will help you by:

Manage and resolve
commercial disputes rapidly

• Helping you present an independent

• Anti-corruption due
diligence

and robust assessment of your case,
be it in litigation, arbitration or
expert determination

• Providing expert witness services
for proceedings in national and
international courts, tribunals
and arbitrations

Develop a robust strategy
to reduce the incidence of
disputes and reduce losses

• Strengthening your team’s

Understand the scale of
your business exposure to
potential disputes quickly

• Preparing a preliminary assessment

Communicate a credible
and justifiable position
to shareholders, auditors
and regulators

• Providing expert advice on

Prevent value leakage on
transactions

• Advising before a transaction on

understanding of, and compliance
with, commercial contracts and
warranties
of damages you or a counterparty
might have suffered to help you
develop your dispute resolution
strategy

complex litigation and international
arbitration matters across all major
industry sectors
purchase price and accounting
clauses in transaction documents, or
afterward in the event of a dispute

Global expertise,
local knowledge,
the right skills
The EY Fraud Investigation & Dispute Services practice brings
the people, tools and insights you need to respond, manage and
mitigate financial and reputational risks to your business.

Multidisciplinary
professionals

Cross-sector specialists
– including:

• Over 3,800 professionals
worldwide

• Financial Services

• Forensic accountants,
technologists, former
law enforcement and
intelligence agency
professionals

• Life Sciences
• Extractive Industries
• Government & Public Sector
• Construction & Infrastructure

• Working in 70 countries

Europe Middle East,
India and Africa
Fraud Survey
Offering powerful
insights into perceived
levels of fraud, bribery
and corruption risks
across 38 countries

Corporate Fraud –
The Human Factor

• Across 27 industries
Understanding how regulations,
laws and compliance issues vary
by country and region

Thought leadership

Market-leading breadth and
depth of insight into complex,
international business processes

Providing new
perspectives on the
many different types of
“fraud trail” and where
“following the money”
might lead in future

Managing Bribery
and Corruption Risk –
Sector Analysis
Managing bribery
and corruption risk
across life sciences,
oil and gas, extractive
industries, and
construction and
infrastructure sectors

Tailored approach

Thought leadership

Leading forensic technology

We ensure our processes and forensic
methods support your business, by
applying them consistently wherever
you need them. In addition, we bring
sector specialists, coupling their
insights and detailed knowledge of
industry norms with our rigorous
forensic approach.

We are exposed to, and gain insights
from working alongside many of the
world’s largest and most complex
organizations. This knowledge keeps
us at the forefront of leading practice
and experience globally.

Our global network of technology
professionals utilize their e-discovery,
forensic data analytics and cyber
breach investigative skills and
capabliities to protect your interests.

Our Global and EMEIA (Europe, Middle
East, India and Africa) Fraud Surveys
clearly demonstrate our knowledge and
understanding of fraud and corruption
risk across the world. They form part
of our continuing search for new ways
to help clients be better prepared to
face emerging threats.
Our professionals contribute to
influential conferences and leading
journals on the changing nature
of fraud, cyber crime and other
challenges to business integrity.

All of these capabilities – coupled with
our intellectual property – operate on
a leading technology platform and are
supported by common methodologies
and procedures.
Our services include investigating
instances of cyber breach, building
predictive models, profiling fraud
scenarios and the use of big data
analytics to improve investigative
and compliance outcomes.

Talk to us
Find out how we can help you protect the financial and reputational
value of your business. We will react quickly and efficiently to
prevent, detect and resolve any threats you face, however complex.

Arpinder Singh
Partner and National Leader
Direct: + 91 22 6192 0160
Email: arpinder.singh@in.ey.com

Anil Kona
Partner
Direct: + 91 80 6727 3300
Email: anil.kona@in.ey.com

Sandeep Baldava
Partner
Direct: + 91 40 6736 2121
Email: sandeep.baldava@in.ey.com

Rajiv Joshi
Partner
Direct: + 91 22 6192 1569
Email: rajiv.joshi@in.ey.com

Vivek Aggarwal
Partner
Direct: + 91 12 4464 4551
Email: vivek.aggarwal@in.ey.com

Yogen Vaidya
Partner
Direct: + 91 22 6192 2264
Email: yogen.vaidya@in.ey.com

Mukul Shrivastava
Partner
Direct: + 91 22 6192 2777
mukul.shrivastava@in.ey.com

Dinesh Moudgil
Partner
Direct: + 91 22 6192 0584
Email: dinesh.moudgil@in.ey.com

Anurag Kashyap
Partner
Direct: + 91 22 6192 0373
Email: anurag.kashyap@in.ey.com

Jagdeep Singh
Partner
Direct: + 91 20 6603 6119
Email: jagdeep.singh@in.ey.com

EY | Assurance | Tax | Transactions | Advisory
About EY
EY is a global leader in assurance, tax, transaction and advisory services. The insights and
quality of services we deliver help build trust and confidence in the capital markets and
in economies the world over. We develop outstanding leaders who team to deliver on our
promises to all of our stakeholders. In so doing, we play a critical role in building a better
working world for our people, for our clients and for our communities.
EY refers to the global organization, and may refer to one or more, of the member firms
of Ernst & Young Global Limited, each of which is a separate legal entity. Ernst & Young
Global Limited, a UK company limited by guarantee, does not provide services to clients.
For more information about our organization, please visit ey.com.

About EY’s Fraud Investigation & Dispute Services
Dealing with complex issues of fraud, regulatory compliance and business disputes can
detract from efforts to succeed. Better management of fraud risk and compliance
exposure is a critical business priority — no matter what the industry sector is. With over
3,800 fraud investigation and dispute professionals around the world, we can assemble
the right multidisciplinary and culturally aligned team to work with you and your legal
advisors. We work to give you the benefit of our broad sector experience, our deep
subject matter knowledge and the latest insights from our work worldwide.
© 2016 EYGM Limited.
All Rights Reserved.
EYG no. AU3283
ED None.
This material has been prepared for general informational purposes only and is not
intended to be relied upon as accounting, tax, or other professional advice.
Please refer to your advisors for specific advice.


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